Can a FINRA U-5 be changed after a termination so that the language as to the nature of the termination is not on the form? I feel strongly that "Termination for Poor Performance" does not reflect accurately why I was let go, and now I was denied a job with another company because of it.
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Finra u-5
- Thread Starter SVELA
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Patricia_Young
New Member
What the heck in a FINRA U-5?
"Termination for poor perfomance"
Patricia_Young
New Member
Are you talking about the form the employer sends back to the state to tell them why you were terminated?
If so, that form is not shared with prospective employers.
If not, tell us exactly what the form is for and who it goes to.
If so, that form is not shared with prospective employers.
If not, tell us exactly what the form is for and who it goes to.
FlaRiptide
New Member
The purpose of FINRA is to protect the public in regards to the securities trading profession.
Your only recourse is to request arbitration which will be both costly and time consuming. Your best action is to consult with a local attorney. The initial consultation is usually free.
Your only recourse is to request arbitration which will be both costly and time consuming. Your best action is to consult with a local attorney. The initial consultation is usually free.
Patricia_Young
New Member
That's what I was trying to get to. :cheer:
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